-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GlFq1QRp6Gded1WhitbxGTybLJtXvQsZBj1M3muFzg6V01wIWBQ1JZdp2J01if/i rTZsGD6q9ZYzojRde1wROg== 0000950134-00-000814.txt : 20000209 0000950134-00-000814.hdr.sgml : 20000209 ACCESSION NUMBER: 0000950134-00-000814 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000208 GROUP MEMBERS: ELLA MAE BARQ GROUP MEMBERS: PEOPLES FINANCIAL CORP EMPLOYEE STOCK OWNERSHIP PLAN GROUP MEMBERS: SWETMAN CHEVIS C SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES FINANCIAL CORP /MS/ CENTRAL INDEX KEY: 0000770460 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 640709834 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49651 FILM NUMBER: 526700 BUSINESS ADDRESS: STREET 1: 152 LAMEUSE STREET STREET 2: P O BOX 529 CITY: BILOXI STATE: MS ZIP: 39530 BUSINESS PHONE: 6014355511 MAIL ADDRESS: STREET 1: P O BOX 529 STREET 2: PO BOX 559 CITY: BILOXI STATE: MS ZIP: 39533-0529 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWETMAN CHEVIS C CENTRAL INDEX KEY: 0001084222 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1210 BEACH BLVD CITY: BILOXI STATE: MS ZIP: 39530 BUSINESS PHONE: 2284355511 MAIL ADDRESS: STREET 1: 1210 BEACH BLVD CITY: BILOXI STATE: MS ZIP: 39530 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Peoples Financial Corporation - ----------------------------------------------------------------------------- (Name of Issuer) Common Stock - ----------------------------------------------------------------------------- (Title of Class of Securities) Not applicable - ----------------------------------------------------------------------------- (CUSIP Number) 2 CUSIP No. 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ella Mae Barq - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 227,020 SHARES ------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED BY None ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 227,020 PERSON ------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH None - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 227,020 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 3 CUSIP No. 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Chevis C. Swetman - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 255,466 SHARES ------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 241,387 ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 255,466 PERSON ------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH 241,387 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 496,853 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 16.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 4 CUSIP No. 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Peoples Financial Corporation Employee Stock Ownership Plan (Tax ID: 64-0791736) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Mississippi - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 386,903 ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 386,903 PERSON ------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH None - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 386,903 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) EP - -------------------------------------------------------------------------------- 5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 10549 --------------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 --------------------------------- Item 1. (a). Name of Issuer: Peoples Financial Corporation (b). Address of Issuer's Principal Executive Offices: Howard and Lameuse Streets Biloxi, MS 39530 Item 2. (a). Name of Person Filing: Chevis C. Swetman (b). Address of Principal Business Office: 1210 Beach Blvd., Biloxi, Mississippi 39530 6 Item 2. (c). Citizenship: United States of America (d). Title of Class of Securities: Common Stock (e). CUSIP Number: Not applicable Item 3. This statement is filed pursuant to Rule 13d-1( c) for Mrs. Barq and Mr. Swetman as individuals. This statement is filed pursuant to Rule 13d-1(b)(1)(ii)(F) for Peoples Financial Corporation Employee Stock Ownership Plan, which is an employee benefit plan. Item 4. Ownership. (a). Amount Beneficially Owned 496,853 (b). Percent of Class: 16.8% (c). Number of Shares as to which such person has: (i) sole power to vote or to direct the vote 255,466 (ii) shared power to vote or to direct the vote 241,387 (iii) sole power to dispose or to direct the disposition of 255,466 (iv) shared power to dispose or to direct the disposition of 241,387 7 Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. 8 Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Ella Mae Barq February 8, 2000 - ----------------------------- ----------------------------------- Ella Mae Barq Date /s/ Chevis C. Swetman February 8, 2000 - ----------------------------- ----------------------------------- Chevis C. Swetman Date By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. /s/ Chevis C. Swetman February 8, 2000 - ----------------------------- ----------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan Chevis C. Swetman, Trustee Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Chevis C. Swetman February 8, 2000 - ----------------------------- ----------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan Chevis C. Swetman, Trustee The undersigned persons, on February 8, 2000, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Peoples Financial Corporation at December 31, 1999. /s/ Ella Mae Barq February 8, 2000 - ----------------------------- ----------------------------------- Ella Mae Barq Date /s/ Chevis C. Swetman February 8, 2000 - ----------------------------- ----------------------------------- Chevis C. Swetman Date /s/ Chevis C. Swetman February 8, 2000 - ----------------------------- ----------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan Chevis C. Swetman, Trustee -----END PRIVACY-ENHANCED MESSAGE-----